Current Status
Not Enrolled
Price
4500 KES
Get Started
This course is currently closed

A candidate who passes this paper should be able to:

  • Identify the key elements of the legal and regulatory framework relating to financial markets
  • Demonstrate understanding of the licensing requirements of intermediaries in the financial market
  • Relate with and enforce requirements of market regulators, the securities exchange and other financial market players
  • Demonstrate an understanding of the processes and law on anti-money laundering and financing of Terrorism;
  • Apply corporate governance principles in the management of market intermediaries

Course Content