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4500 KES
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A candidate who passes this paper should be able to:

  • Identify the key elements of the legal and regulatory framework relating to financial markets
  • Demonstrate understanding of the licensing requirements of intermediaries in the financial market
  • Relate with and enforce requirements of market regulators, the securities exchange and other financial market players
  • Demonstrate an understanding of the processes and law on anti-money laundering and financing of Terrorism;
  • Apply corporate governance principles in the management of market intermediaries

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